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The pandemic is introducing changes — potentially significant ones — to the SOX compliance process.
June 23Protiviti -
The U.S. Supreme Court limited the power of the Securities and Exchange Commission to recoup illegal profits from wrongdoers, putting new curbs on one of the agency’s most potent legal weapons.
June 23 -
SOX professionals are thinking about how to revise their risk management playbook for the year in response to the pandemic.
April 28Workiva -
The Securities and Exchange Commission recently voted to exempt many smaller public companies from the Sarbanes-Oxley requirement for auditor attestations of their internal controls over financial reporting, but many companies have been able to bypass those audits anyway.
April 17 -
Finance professionals are focusing on product development, business model changes, systems, and staffing in 2020, according to a new survey.
March 4 -
The White House’s latest budget blueprint proposes consolidating the functions and responsibilities of the Public Company Accounting Oversight Board into the Securities and Exchange Commission starting in 2022.
February 13 -
This short read highlights the growing importance of, and the many changes to, the role of the "CF-Know."
February 5Accounting Today -
A bill stuck in Congress might help improve audit oversight.
January 28Katz, Marshall & Banks -
Audit committees that include a former partner from a Big Four firm that audits their company can still retain their independence and have high-quality audits, according to a new study.
October 31 -
SOX compliance may seem like a dry topic, but this crucial step on the road to going public can be transformational for high-growth companies — if they approach it in the right spirit.
October 30AuditBoard